Filing Details

Accession Number:
0001181431-13-056869
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-05 16:33:30
Reporting Period:
2013-11-01
Filing Date:
2013-11-05
Accepted Time:
2013-11-05 16:33:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202325 E Charles Haldeman Kcg Holdings, Inc.
545 Washington Boulevard
Jersey City NJ 07310
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-11-01 29,969 $8.86 29,969 No 4 P Direct
Class A Common Stock Acquisiton 2013-11-04 5,201 $9.45 35,170 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units (Previously Reported) 28,769 Direct
Footnotes
  1. Represents the purchase of 29,969 shares in multiple transactions at prices ranging from $8.80 to $8.90 per share, resulting in a weighted average purchase price per share of $8.861.
  2. Represents the purchase of 5,201 shares in multiple transactions at prices ranging from $9.43 to $9.45 per share, resulting in a weighted average purchase price per share of $9.445.
  3. Filer undertakes to provide SEC, the Issuer, or any security holder of KCG common stock full information pertaining to the number of shares purchased at each separate price.