Filing Details

Accession Number:
0001140361-13-040617
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-05 13:55:09
Reporting Period:
2013-11-01
Filing Date:
2013-11-05
Accepted Time:
2013-11-05 13:55:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411303 Cape Bancorp Inc. CBNJ State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222379 J James Lynch 225 North Main Street
Cape May Court House NJ 08210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-01 65,300 $9.40 1,362,905 No 4 P Indirect By Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,375 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $7.68 2011-07-01 2020-06-28 2,950 2,950 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-06-28 2,950 2,950 Direct
Footnotes
  1. Patriot Financial Partners, GP, L.P. ("Patriot GP") is the sole general partner of each of Patriot Financial Partners, L. P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds"). The Funds own 1,362,905 shares of the Issuer's common stock. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed beneficially owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. W. Kirk Wycoff, James J. Lynch and Ira M. Lubert are general partners of the Funds and managing members of Patriot LLC.
  2. Messrs. Wycoff, Lynch and Lubert disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein and this report shall not be an admission that they are beneficial owners of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934.
  3. Stock Options vest at a rate of 20% per year commencing on July 1, 2011.