Filing Details

Accession Number:
0001209191-13-050516
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-04 18:03:06
Reporting Period:
2013-10-31
Filing Date:
2013-11-04
Accepted Time:
2013-11-04 18:03:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173431 Td Ameritrade Holding Corp AMTD Security Brokers, Dealers & Flotation Companies (6211) 820543156
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187593 Peter J Ricketts 200 S. 108Th Ave.
Omaha NE 68154
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-12 740 $0.00 560,093 No 5 G Direct
Common Stock Disposition 2013-09-13 3,650 $0.00 556,443 No 5 G Direct
Common Stock Disposition 2013-10-31 18,378 $27.34 538,065 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 115,197 Indirect By his children
Common Stock 70,896 Indirect By annuity trusts
Footnotes
  1. Includes 4,500 shares previously reported incorrectly as indirectly held.
  2. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $27.34 to $27.36. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
  3. Shares are held by trusts created for Mr. Ricketts' children.
  4. Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.