Filing Details

Accession Number:
0001181431-13-056315
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-04 12:42:15
Reporting Period:
2013-10-31
Filing Date:
2013-11-04
Accepted Time:
2013-11-04 12:42:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202482 J Paul Milbury C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-31 40,000 $6.84 69,734 No 4 M Direct
Common Stock Disposition 2013-10-31 40,000 $10.24 29,734 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-10-31 40,000 $0.00 100,000 $6.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 2020-07-15 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (Right to Buy) $7.25 2021-05-18 17,600 17,600 Direct
Common Stock Restricted Stock Units $0.00 13,333 13,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-18 17,600 17,600 Direct
13,333 13,333 Direct
Footnotes
  1. The option is fully vested.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  3. The RSUs fully vest on May 15, 2014.
  4. This price represents the weighted average sale price of the shares sold ranging from $10.23 to $10.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.