Filing Details

Accession Number:
0001209191-13-050238
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-01 19:01:48
Reporting Period:
2013-10-30
Filing Date:
2013-11-01
Accepted Time:
2013-11-01 19:01:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337553 Aerie Pharmaceuticals Inc AERI Biological Products, (No Disgnostic Substances) (2836) 203109565
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252014 J Richard Rubino C/O Aerie Pharmaceuticals, Inc.
135 U.s. Highway 206, Suite 15
Bedminster NJ 07921
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-30 10,000 $10.00 381,034 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These shares of Common Stock were purchased in connection with the issuer's initial public offering (the "IPO") at the IPO price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, pursuant to a directed share program under which certain shares of Common Stock offered in the IPO were sold to the issuer's directors, officers, employees, consultants and other individuals associated with the issuer.
  2. The shares of Common Stock consist of (i) 10,000 shares purchased through the directed share program in connection with the IPO (ii) 200,973 shares of restricted Common Stock granted on March 21, 2013, which award is vested with respect to 53,134 shares with the remaining shares of restricted Common Stock vesting in equal installments on each monthly anniversary of the date of grant such that the award will be fully vested on March 21, 2015; and (iii) 170,061 shares of restricted Common Stock granted on March 21, 2013, which award is vested with respect to 42,515 shares with the remaining shares of restricted Common Stock vesting in equal installments on the 14th day of each month such that the award will be fully vested on October 14, 2016.