Filing Details

Accession Number:
0001179110-13-015965
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-01 17:32:41
Reporting Period:
2013-10-31
Filing Date:
2013-11-01
Accepted Time:
2013-11-01 17:32:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343364 A Michael Hickey 370 Wabasha Street North
Saint Paul MN 55102
Evp & Pres. Global Inst. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-31 30,300 $34.08 57,983 No 4 M Direct
Common Stock Disposition 2013-10-31 30,300 $106.37 27,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-31 30,300 $0.00 30,300 $34.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-12-07 2015-12-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,771 Indirect By Ecolab Savings Plan
Footnotes
  1. Includes 10.459 shares acquired by reporting person on April 18, 2013, 9.390 acquired on July 18, 2013 and 8.523 shares acquired on October 18, 2013 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
  2. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of September 30, 2013. Includes 37.372 UNITS acquired since the reporting person's last report. (The 3,770.513 UNITS are the equivalent of approximtely 6,971 shares of the issuer's Common Stock.)
  3. Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 7, 2005. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.