Filing Details

Accession Number:
0000950138-13-000475
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-01 16:07:39
Reporting Period:
2013-10-31
Filing Date:
2013-11-01
Accepted Time:
2013-11-01 16:07:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build A Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306308 Teresa Kroll C/O Build-A-Bear Workshop, Inc.
1954 Innerbelt Business Center Drive
St. Louis MO 63114
Ch. Mkt. & Ent. Bear No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-31 7,140 $5.11 33,784 No 4 M Direct
Common Stock Acquisiton 2013-10-31 6,720 $6.59 40,504 No 4 M Direct
Common Stock Acquisiton 2013-10-31 3,846 $6.21 44,350 No 4 M Direct
Common Stock Disposition 2013-10-31 23,311 $7.43 21,039 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-31 7,140 $0.00 7,140 $5.11
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-31 6,720 $0.00 6,720 $6.59
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-31 3,846 $0.00 3,846 $6.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-17 No 4 M Direct
3,360 2020-03-23 No 4 M Direct
3,846 2021-03-22 No 4 M Direct
Footnotes
  1. Exercise of stock options exempt under Rule 16b-3.
  2. 17,706 of such shares sold as part of a cashless exercise of employee stock options.
  3. After giving effect to the transactions reported in this Form 4, Ms. Kroll directly beneficially owns 0 shares of common stock and 21,039 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Kroll holds vested options to purchase 16,500 shares and unvested options to purchase 7,206 shares of Build-A-Bear Workshop, Inc. common stock.
  4. Under the terms of the grant, the options vested in four equal annual installments beginning on March 17, 2010, which was the first anniversary of the date of the grant.
  5. Under the terms of the grant, the options vested in four equal annual installments beginning on March 23, 2011, which was the first anniversary of the date of the grant.
  6. Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniversary of the date of the grant.