Filing Details

Accession Number:
0001140361-13-040152
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-31 17:08:58
Reporting Period:
2013-10-31
Filing Date:
2013-10-31
Accepted Time:
2013-10-31 17:08:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884887 Royal Caribbean Cruises Ltd RCL Water Transportation (4400) 980081645
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317448 J Brian Rice Royal Caribbean Cruises Ltd.
1050 Caribbean Way
Miami FL 33132
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-31 16,084 $7.27 103,347 No 4 M Direct
Common Stock Acquisiton 2013-10-31 5,117 $25.16 108,464 No 4 M Direct
Common Stock Disposition 2013-10-31 14,780 $42.40 93,684 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-10-31 16,084 $0.00 16,084 $7.27
Common Stock Stock Option (Right to Buy) Disposition 2013-10-31 5,117 $0.00 5,117 $25.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-10 No 4 M Direct
5,117 2020-02-08 No 4 M Direct
Footnotes
  1. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 31, 2013. The actual sale prices ranged from a low of $42.22 to a high of $42.52. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
  2. Immediately.