Filing Details

Accession Number:
0001181431-13-055903
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-31 16:50:41
Reporting Period:
2013-10-29
Filing Date:
2013-10-31
Accepted Time:
2013-10-31 15:50:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101680 Zhone Technologies Inc ZHNE Telephone & Telegraph Apparatus (3661) 223509099
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249341 Morteza Ejabat C/O Zhone Technologies, Inc.
7195 Oakport St.
Oakland CA 94621
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-29 17,000 $4.17 829,704 No 4 S Indirect See Note 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Note 2
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,100 Indirect By the Salmeh Ejabat Trust
Common Stock 14,100 Indirect By the Ashlee Ann Ejabat Trust
Common Stock 482,812 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Held by Mr. Ejabat as Trustee of the Morteza Ejabat Trust Under Declaration of Trust Dated May 18, 1998