Filing Details

Accession Number:
0001181431-13-055797
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-30 20:50:53
Reporting Period:
2013-10-28
Filing Date:
2013-10-30
Accepted Time:
2013-10-30 20:50:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350698 Autonation Inc. AN Retail-Auto Dealers & Gasoline Stations (5500) 731105145
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
923727 Esl Partners, L.p. 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1126396 Esl Investments Inc 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1183200 S Edward Lampert 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1249797 Rbs Investment Management Llc 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1249801 Esl Institutional Partners Lp 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1289986 Cbl Partners, L.p. 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1553668 Spe Master Ii, L.p. 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1553669 Spe Ii Partners, L.p. 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-10-28 2,577,460 $0.00 2,116 No 4 J Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2013-10-30 2,116 $49.38 0 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2013-10-30 163 $49.38 2,084,545 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2013-10-30 127 $49.38 1,620,881 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2013-10-30 1,967 $49.38 13,151,547 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2013-10-30 231 $49.38 14,895,324 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 5,673 Indirect See Footnotes
Footnotes
  1. Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), that were distributed to limited partners of CBL Partners, L.P. ("CBL") on a pro rata basis.
  2. This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), SPE II Partners, LP ("SPE II"), SPE Master II, LP ("SPE Master II"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CBL and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE II, SPE Master II, Institutional and CBL are the direct beneficial owners of the securities covered by this statement.
  3. RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE II and SPE Master II. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. ESL is the general partner of RBS, the general partner of CBL and the manager of RBSIM. ESL may be deemed to beneficially own securities owned by RBS, CBL and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.
  4. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
  5. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  6. Represents shares directly beneficially owned by CBL.
  7. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $49.35 to $49.43 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  8. CBL no longer beneficially owns any Shares and ceased to be a reporting person on October 30, 2013.
  9. Represents shares directly beneficially owned by SPE Master II.
  10. Represents shares directly beneficially owned by SPE II.
  11. Represents shares directly beneficially owned by Institutional.
  12. Represents shares directly beneficially owned by Partners.