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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-10-30 16:33:10
Reporting Period:
Filing Date:
Accepted Time:
2013-10-30 16:33:10
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 800640649
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192904 L Aulana Peters 2980 Fairview Park Drive
Falls Church VA 22042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-28 3,000 $50.55 23,377 No 4 M Direct
Common Stock Disposition 2013-10-28 3,000 $108.19 20,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-buy) Disposition 2013-10-28 3,000 $0.00 3,000 $50.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
281 2015-05-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,238 Indirect Held in the Peters Family Trust.
  1. Represents the weighted average sale price of $108.19 rounded to the nearest hundredth. The highest price at which the shares were sold was $108.24 and the lowest price at which the shares were sold was $108.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  2. Amount includes (i) 6,334 shares of common stock; and (ii) 14,043 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.
  3. The remaining 281 options are fully vested.