Filing Details
- Accession Number:
- 0001179110-13-015829
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 15:00:13
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 15:00:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 856982 | Merit Medical Systems Inc | MMSI | Surgical & Medical Instruments & Apparatus (3841) | 870447695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184963 | Rashelle Perry | 1600 W. Merit Parkway South Jordan UT 84095 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2013-10-29 | 9,250 | $9.70 | 18,685 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2013-10-29 | 9,250 | $16.40 | 9,435 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2013-10-30 | 3,250 | $9.70 | 12,685 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2013-10-30 | 3,750 | $11.05 | 16,435 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2013-10-30 | 7,000 | $16.40 | 9,435 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | Disposition | 2013-10-30 | 3,750 | $0.00 | 3,750 | $11.05 |
| Common Stock | Non-qualified stock options (right to buy) | Disposition | 2013-10-29 | 9,250 | $0.00 | 9,250 | $9.70 |
| Common Stock | Non-qualified stock options (right to buy) | Disposition | 2013-10-30 | 3,250 | $0.00 | 3,250 | $9.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-06-10 | 2014-06-10 | No | 4 | M | Direct |
| 3,250 | 2008-06-27 | 2014-06-27 | No | 4 | M | Direct |
| 0 | 2008-06-27 | 2014-06-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, No Par Value | 4,279 | Indirect | By 401(k)plan |
| Common Stock, No Par Value | 643 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | $17.34 | 2004-12-13 | 2013-12-13 | 8,750 | 8,750 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $12.02 | 2004-12-18 | 2014-12-18 | 12,500 | 12,500 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $9.71 | 2005-12-28 | 2015-12-28 | 12,500 | 12,500 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $11.53 | 2009-05-21 | 2015-05-21 | 25,000 | 25,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $13.75 | 2012-08-11 | 2018-08-11 | 40,000 | 40,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $13.14 | 2014-07-31 | 2020-07-31 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-12-13 | 8,750 | 8,750 | Direct |
| 2014-12-18 | 12,500 | 12,500 | Direct |
| 2015-12-28 | 12,500 | 12,500 | Direct |
| 2015-05-21 | 25,000 | 25,000 | Direct |
| 2018-08-11 | 40,000 | 40,000 | Direct |
| 2020-07-31 | 10,000 | 10,000 | Direct |
Footnotes
- Acquired under the Employee Stock Purchase Plan.
- Become exercisable in equal annual installments of 20% commencing 12/13/04.
- Become exercisable in equal annual installments of 20% commencing 06/27/08.
- Become exercisable in equal annual installments of 20% commencing 05/21/09.
- Represents plan holdings as of 10/29/13.
- Become exercisable in equal annual installments of 20% commencing 08/11/12.
- Become exercisable in equal annual installments of 20% commencing 07/31/14.
Billionaire Hedge Funds
