Filing Details

Accession Number:
0000350852-13-000096
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-10-30 14:44:45
Reporting Period:
2013-10-18
Filing Date:
2013-10-30
Accepted Time:
2013-10-30 14:44:45
Original Submission Date:
2013-10-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350852 Community Trust Bancorp Inc CTBI State Commercial Banks (6022) 610979818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194492 D Ricky Sparkman 1218 E Broadway
Campbellsville KY 42718
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-18 3,964 $30.88 11,486 No 4 M Direct
Common Stock Disposition 2013-10-21 3,964 $42.50 7,522 No 4 S Direct
Common Stock Disposition 2013-10-18 1,502 $43.22 166 No 4 S Indirect By: IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By: IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2013-10-18 991 $30.88 991 $30.88
Common Stock Option Disposition 2013-10-18 991 $30.88 991 $30.88
Common Stock Option Disposition 2013-10-18 991 $30.88 991 $30.88
Common Stock Option Disposition 2013-10-18 991 $30.88 991 $30.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,973 2006-01-28 2015-01-28 No 4 M Direct
1,982 2007-01-28 2015-01-28 No 4 M Direct
991 2008-01-28 2015-01-28 No 4 M Direct
0 2009-01-28 2015-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,107 Indirect By: 401(k)
Common Stock 4,813 Indirect By: ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option $32.44 2007-01-27 2016-01-27 1,002 1,002 Direct
Common Stock Option $32.44 2008-01-27 2016-01-27 1,002 2,004 Direct
Common Stock Option $32.44 2009-01-27 2016-01-27 1,002 3,005 Direct
Common Stock Option $32.44 2010-01-27 2016-01-27 1,002 4,007 Direct
Common Stock Option $38.95 2008-01-23 2017-01-23 1,123 5,130 Direct
Common Stock Option $38.95 2009-01-23 2017-01-23 1,123 6,254 Direct
Common Stock Option $38.95 2010-01-23 2017-01-23 1,123 7,377 Direct
Common Stock Option $38.95 2011-01-23 2017-01-23 1,123 8,500 Direct
Common Stock Option $28.32 2013-01-29 2018-01-29 3,750 12,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-27 1,002 1,002 Direct
2016-01-27 1,002 2,004 Direct
2016-01-27 1,002 3,005 Direct
2016-01-27 1,002 4,007 Direct
2017-01-23 1,123 5,130 Direct
2017-01-23 1,123 6,254 Direct
2017-01-23 1,123 7,377 Direct
2017-01-23 1,123 8,500 Direct
2018-01-29 3,750 12,250 Direct
Footnotes
  1. These shares were omitted from the remaining balance on the original Form 4 filed October 22, 2013.
  2. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
  3. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
  4. Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).