Filing Details

Accession Number:
0000929887-13-000156
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 19:13:58
Reporting Period:
2012-12-12
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 19:13:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929887 Apollo Group Inc APOL Services-Educational Services (8200) 860419443
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237503 G John Sperling 4025 S. Riverpoint Pkwy
Phoenix AZ 85040
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-12-12 1,100 $0.00 8,371,286 No 4 G Indirect John Sperling Revocable Trust
Class A Common Stock Disposition 2013-10-25 248,445 $27.69 8,122,841 No 4 S Indirect John Sperling Revocable Trust
Class A Common Stock Disposition 2013-10-25 1,555 $28.44 8,121,286 No 4 S Indirect John Sperling Revocable Trust
Class A Common Stock Disposition 2013-10-28 100,000 $27.83 800,000 No 4 S Indirect John Sperling Irrevocable Trust
Class A Common Stock Disposition 2013-10-28 250,000 $27.83 7,871,286 No 4 S Indirect John Sperling Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect John Sperling Revocable Trust
No 4 S Indirect John Sperling Revocable Trust
No 4 S Indirect John Sperling Revocable Trust
No 4 S Indirect John Sperling Irrevocable Trust
No 4 S Indirect John Sperling Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 42,927 Direct
Class A Common Stock 1,181,036 Indirect Aurora Foundation
Footnotes
  1. Does not include (i) the performance share award made to the Reporting Person on July 6, 2011 for 20,805 target shares of the Issuer's Class A common stock (which will be prorated based on completed full years of service due to the Reporting Person's retirement prior to the end of the performance period). Those performance shares will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
  2. By self as trustee and beneficiary of the John Sperling Revocable Trust dated November 26, 2007.
  3. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.41 to a high of $28.38. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.65 to a high of $28.01. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  5. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
  6. By Self as trustee of the Aurora Foundation dated May 22, 1997.