Filing Details

Accession Number:
0001555160-13-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 17:19:14
Reporting Period:
2013-10-28
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 17:19:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555160 F Kurt Wozniak 140 John James Audubon Parkway
Amherst NY 14228
Vp-Latin America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-28 1,111 $13.43 13,086 No 4 M Direct
Common Stock Acquisiton 2013-10-28 2,246 $13.27 15,332 No 4 M Direct
Common Stock Disposition 2013-10-28 774 $26.91 14,558 No 4 S Direct
Common Stock Disposition 2013-10-28 2,069 $26.91 12,489 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2013-10-28 2,246 $0.00 2,246 $13.27
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2013-10-28 1,111 $0.00 1,111 $13.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-18 2019-05-17 No 4 M Direct
3,335 2013-05-21 2022-05-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,975 Direct
Common Stock 1,424 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options (Right to Buy) $28.45 2011-05-19 2018-05-18 356 356 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 1,777 1,777 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $19.50 2012-05-23 2021-05-22 1,809 1,809 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.95 2014-05-20 2023-05-20 6,788 6,788 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-18 356 356 Direct
2020-05-16 1,777 1,777 Direct
2021-05-22 1,809 1,809 Direct
2023-05-20 6,788 6,788 Direct
Footnotes
  1. Includes 7,910 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 234 shares become fully vested and non-forfeitable 5/17/2014; 479 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 1,663 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 3,218 share become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,316 shares become fully vested and non-forfeitable on 5/21/2014, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  3. The reporting person exercised 2,246 options on 10/28/13.
  4. The reporting person exercised 1,111 options on 10/28/2013. The remaining 3,335 options become exercisable 33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
  5. All exercisable, subject to IRS limitations.
  6. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  8. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.