Filing Details

Accession Number:
0001127602-13-029927
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 16:48:54
Reporting Period:
2013-10-28
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 16:48:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38777 Franklin Resources Inc BEN Investment Advice (6282) 132670991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1010262 E Gregory Johnson C/O Franklin Resources, Inc.
One Franklin Parkway
San Mateo CA 94403-1906
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.10 Acquisiton 2013-10-28 120,000 $15.16 1,826,270 No 4 M Direct
Common Stock, Par Value $.10 Disposition 2013-10-28 120,000 $54.39 1,706,270 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.10 Stock Option (Right to Buy) Disposition 2013-10-28 120,000 $0.00 120,000 $15.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,314 2004-09-30 2013-11-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.10 60,930 Indirect As A Trustee For Minor Child
Common Stock, Par Value $.10 4,700 Indirect By 401(k)
Common Stock, Par Value $.10 2,565,000 Indirect By Business Limited Partnership
Common Stock, Par Value $.10 8,100 Indirect By Business Trust
Common Stock, Par Value $.10 15,564 Indirect By Spouse
Common Stock, Par Value $.10 396,000 Indirect By Venture Limited Partnership
Footnotes
  1. Reflects adjustment in connection with the special cash dividend paid by Franklin Resources, Inc. on December 20, 2012. Also reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging form $54.25 to $54.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
  4. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2013.
  5. Business limited partnership under control of Reporting Person.
  6. Business trust for the benefit of Reporting Person and Reporting Person's children.
  7. Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
  8. Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.