Filing Details

Accession Number:
0001181431-13-055423
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 13:15:57
Reporting Period:
2013-10-28
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 13:15:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
86144 Safeway Inc SWY Retail-Grocery Stores (5411) 943019135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1572369 P Kelly Griffith C/O Safeway Inc.
5918 Stoneridge Mall Rd.
Pleasanton CA 94588
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-28 6,000 $25.74 62,630 No 4 M Direct
Common Stock Disposition 2013-10-28 6,000 $36.26 56,630 No 4 S Direct
Common Stock Acquisiton 2013-10-28 5,000 $20.07 61,630 No 4 M Direct
Common Stock Disposition 2013-10-28 5,000 $36.26 56,630 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-28 6,000 $0.00 6,000 $25.74
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-28 5,000 $0.00 5,000 $20.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-07-21 No 4 M Direct
10,000 2020-07-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,955 Indirect By 401(k) Plan
Common Stock 981 Indirect By Employee Stock Purchase Plan
Common Stock 400 Indirect By Spouse (IRA)
Footnotes
  1. The price of $36.26 per share represents a weighted average of sales prices ranging from $36.25 to $36.29 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  2. Between September 1, 2013 and September 30, 2013, the reporting person acquired 23.6042 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of September 30, 2013.
  3. Between September 1, 2013 and September 30, 2013, the reporting person acquired 7.1973 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of September 30, 2013.
  4. Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. This option became fully exercisable on 7/21/2013.
  5. Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 7/26/2015.