Filing Details

Accession Number:
0000909143-13-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 11:14:24
Reporting Period:
2013-10-28
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 11:14:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766701 Capstead Mortgage Corp CMO Real Estate Investment Trusts (6798) 752027937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1120353 W Christopher Mahowald 8401 N. Central Expressway
Suite 800
Dallas TX 75225
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-28 4,000 $11.81 108,659 No 4 P Direct
Common Stock Acquisiton 2013-10-28 17,500 $11.83 126,159 No 4 P Direct
Common Stock Acquisiton 2013-10-28 2,900 $11.84 129,059 No 4 P Direct
Common Stock Acquisiton 2013-10-28 25,000 $11.85 154,059 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct