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Home > Insider Trading > Filing (0001002225-13-000095)

Filing Details

Accession Number:: 0001002225-13-000095
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-28 19:49:02
Reporting Period:: 2013-10-24

Filing Date:: 2013-10-28
Accepted Time:: 2013-10-28 19:49:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1290235	P John Brennan	600 Townsend Street San Francisco CA 94103	Svp Hr & Facilities	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-24	7,595	$17.91	24,571	No	4	M	Direct
Common Stock	Disposition	2013-10-24	4,034	$33.72	20,537	No	4	D	Direct
Common Stock	Disposition	2013-10-24	1,858	$33.72	18,679	No	4	F	Direct
Common Stock	Acquisiton	2013-10-24	12,500	$12.75	31,179	No	4	M	Direct
Common Stock	Disposition	2013-10-24	4,726	$33.72	26,453	No	4	D	Direct
Common Stock	Disposition	2013-10-24	4,056	$33.72	22,397	No	4	F	Direct
Common Stock	Acquisiton	2013-10-24	10,500	$11.88	32,897	No	4	M	Direct
Common Stock	Disposition	2013-10-24	3,699	$33.72	29,198	No	4	D	Direct
Common Stock	Disposition	2013-10-24	3,110	$33.72	26,088	No	4	F	Direct
Common Stock	Disposition	2013-10-25	9,110	$33.82	16,978	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2013-10-24	10,500	$0.00	10,500	$11.88
Common Stock	Stock Appreciation Rights	Disposition	2013-10-24	12,500	$0.00	12,500	$12.75
Common Stock	Stock Appreciation Rights	Disposition	2013-10-24	7,595	$0.00	7,595	$17.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-05-14	2018-05-14	No	4	M	Direct
2,500	2011-05-14	2020-05-14	No	4	M	Direct
5,425	2012-05-13	2021-05-13	No	4	M	Direct

Footnotes

Transaction pursuant to 10b5-1 plan dated 9 September 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.