Filing Details

Accession Number:
0001225208-13-022327
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-28 15:28:29
Reporting Period:
2013-10-24
Filing Date:
2013-10-28
Accepted Time:
2013-10-28 15:28:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
702165 Norfolk Southern Corp NSC Railroads, Line-Haul Operating (4011) 521188014
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186075 P John Rathbone Three Commercial Place
Norfolk VA 23510
Evp Finance And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-24 37,000 $38.71 156,439 No 4 M Direct
Common Stock Acquisiton 2013-10-24 34,000 $50.74 190,439 No 4 M Direct
Common Stock Acquisiton 2013-10-24 34,000 $49.56 224,439 No 4 M Direct
Common Stock Acquisiton 2013-10-24 20,000 $49.43 244,439 No 4 M Direct
Common Stock Disposition 2013-10-24 4,640 $86.23 239,799 No 4 F Direct
Common Stock Disposition 2013-10-24 116,407 $84.52 123,392 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy, granted 2006) Disposition 2013-10-24 20,000 $0.00 20,000 $49.43
Common Stock Option (right to buy, granted 2007) Disposition 2013-10-24 34,000 $0.00 34,000 $49.56
Common Stock Option (right to buy, granted 2008) Disposition 2013-10-24 34,000 $0.00 34,000 $50.74
Common Stock Option (right to buy, granted 2009) Disposition 2013-10-24 37,000 $0.00 37,000 $38.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-01-27 2016-01-26 No 4 M Direct
0 2010-01-25 2017-01-24 No 4 M Direct
0 2011-01-24 2018-01-23 No 4 M Direct
0 2013-01-29 2019-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,395 Indirect By 401(k) Plan
Footnotes
  1. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 24, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
  2. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).