Filing Details
- Accession Number:
- 0001306830-13-000138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-25 18:02:32
- Reporting Period:
- 2013-10-24
- Filing Date:
- 2013-10-25
- Accepted Time:
- 2013-10-25 18:02:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1306830 | Celanese Corp | CE | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 980420726 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340482 | Steven Sterin | C/O Celanese Corporation 222 W. Las Colinas Blvd., Suite 900N Irving TX 75039-5421 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2013-10-24 | 50,000 | $40.13 | 108,375 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2013-10-24 | 9,990 | $32.35 | 118,365 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2013-10-24 | 10,424 | $32.51 | 128,789 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2013-10-24 | 65,240 | $57.66 | 63,549 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common Stock | Non-Qualfied Stock Option (Right to Buy) | Disposition | 2013-10-24 | 50,000 | $0.00 | 50,000 | $40.13 |
| Series A Common Stock | Non-Qualfied Stock Option (Right to Buy) | Disposition | 2013-10-24 | 9,990 | $0.00 | 9,990 | $32.35 |
| Series A Common Stock | Non-Qualfied Stock Option (Right to Buy) | Disposition | 2013-10-24 | 10,424 | $0.00 | 10,424 | $32.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-25 | No | 4 | M | Direct | |
| 3,330 | 2017-10-01 | No | 4 | M | Direct | |
| 10,426 | 2018-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Common Stock | 1,028 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported in this line were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2013.
- The reported price in this line is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $57.27 to $57.94. The reporting person will provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price.
- Granted pursuant to the Company's 2004 Stock Incentive Plan. The options vested with respect to 25% of the options on each of January 1, 2009, January 1, 2010, January 1, 2011 and January 1, 2012.
- Granted pursuant to the Company's 2009 Global Incentive Plan. The original option grant of 13,320 options vested with respect to 25% of such options on each of October 1, 2011, October 1, 2012 and October 1, 2013, and will continue to vest, subject to continuted employment, with respect to 25% on October 1, 2014.
- Granted pursuant to the Company's 2009 Global Incentive Plan. The original option grant of 20,850 options vested with respect to 25% of such options on each of October 1, 2012 and October 1, 2013, and will continue to vest, subject to continuted employment, with respct to 25% of such options on each of October 1, 2014 and October 1, 2015.
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