Filing Details

Accession Number:
0001225208-13-022311
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-25 17:27:46
Reporting Period:
2013-10-23
Filing Date:
2013-10-25
Accepted Time:
2013-10-25 17:27:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
783005 Emmis Communications Corp EMMS Radio Broadcasting Stations (4832) 351542018
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1001748 H Jeffrey Smulyan 40 Monument Circle
Suite 700
Indianapolis IN 46204
Chairman And Ceo Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-10-23 74,513 $0.00 730,956 No 4 C Direct
Class A Common Stock Disposition 2013-10-23 74,513 $2.42 656,443 No 4 S Direct
Class A Common Stock Acquisiton 2013-10-24 48,907 $0.00 705,350 No 4 C Direct
Class A Common Stock Disposition 2013-10-24 26,580 $2.41 678,770 No 4 S Direct
Class A Common Stock Disposition 2013-10-24 48,907 $2.41 629,863 No 4 S Direct
Class A Common Stock Disposition 2013-10-25 67,998 $2.37 561,865 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2013-10-23 74,513 $0.00 74,513 $0.00
Class A Common Stock Class B Common Stock Disposition 2013-10-24 48,907 $0.00 48,907 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,648,171 No 4 C Direct
4,599,264 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 8,441 Indirect By 401(k) Plan
Class A Common Stock 1,231,046 Indirect By HSJS, LLC
Class A Common Stock 11,120 Indirect By Trusts for Children
Footnotes
  1. Pursuant to the Company's Articles of Incorporation, shares of Class B Common Stock are convertible on a one-for-one basis into Class A Common Stock at any time with no expiration date, and shares of Class B Common Stock convert automatically into an equivalent number of shares of Class A Common Stock upon disposition by Mr. Smulyan of such Class B Common Stock shares.
  2. Mr. Smulyan's sales of these shares are in lieu of the sales that originally were to be made under the 10b5-1 plan referenced in his Form 4's filed on September 17, 2013 and October 7, 2013. The 10b5-1 plan has been terminated.