Filing Details

Accession Number:
0000091142-13-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-25 11:32:06
Reporting Period:
2013-10-24
Filing Date:
2013-10-25
Accepted Time:
2013-10-25 11:32:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566652 Wei Ding A. O. Smith (China) Water Heater Co. Ltd
336 Yao Xin Avenue
Nanjing F3 210038
Svp; President And Gm, Aoscwhc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-24 1,100 $13.97 2,202 No 4 M Direct
Common Stock Acquisiton 2013-10-24 1,867 $21.56 4,069 No 4 M Direct
Common Stock Acquisiton 2013-10-24 1,600 $22.99 5,669 No 4 M Direct
Common Stock Disposition 2013-10-24 4,567 $50.24 1,102 No 4 S Direct
Common Stock Disposition 2013-10-24 1,102 $50.24 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-10-24 1,100 $0.00 1,100 $13.97
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-10-24 1,867 $0.00 1,867 $21.56
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-10-24 1,600 $0.00 1,600 $22.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,200 2011-02-08 2020-02-08 No 4 M Direct
10,333 2012-02-07 2021-02-07 No 4 M Direct
8,733 2013-02-13 2022-02-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 9,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 9,200 Direct
Footnotes
  1. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 551 additional shares of Common Stock.
  2. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,650 additional Employee Stock Options.
  3. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,600 additional Restricted Stock Units.