Filing Details

Accession Number:
0000350852-13-000092
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-10-25 10:50:42
Reporting Period:
2013-10-23
Filing Date:
2013-10-25
Accepted Time:
2013-10-25 10:50:42
Original Submission Date:
2013-10-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350852 Community Trust Bancorp Inc CTBI State Commercial Banks (6022) 610979818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215235 B James Draughn C/O Community Trust Bancorp Inc
Po Box 2947
Pikeville KY 41502-2947
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-21 4,208 $30.88 11,218 No 4 M Direct
Common Stock Acquisiton 2013-10-21 10,000 $32.44 21,218 No 4 M Direct
Common Stock Acquisiton 2013-10-21 4,161 $32.44 25,379 No 4 M Direct
Common Stock Acquisiton 2013-10-21 3,750 $28.32 29,129 No 4 M Direct
Common Stock Disposition 2013-10-23 22,119 $42.55 7,010 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2013-10-21 1,052 $30.88 1,052 $30.88
Common Stock Option Disposition 2013-10-21 1,052 $30.88 1,052 $30.88
Common Stock Option Disposition 2013-10-21 1,052 $30.88 1,052 $30.88
Common Stock Option Disposition 2013-10-21 1,052 $30.88 1,052 $30.88
Common Stock Option Disposition 2013-10-21 10,000 $32.44 10,000 $32.44
Common Stock Option Disposition 2013-10-21 1,040 $32.44 1,040 $32.44
Common Stock Option Disposition 2013-10-21 1,040 $32.44 1,040 $32.44
Common Stock Option Disposition 2013-10-21 1,040 $32.44 1,040 $32.44
Common Stock Option Disposition 2013-10-21 1,040 $32.44 1,040 $32.44
Common Stock Option Disposition 2013-10-21 3,750 $28.32 3,750 $28.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,156 2006-01-28 2015-01-28 No 4 M Direct
2,104 2007-01-28 2015-01-28 No 4 M Direct
1,052 2008-01-28 2015-01-28 No 4 M Direct
0 2009-01-28 2015-01-28 No 4 M Direct
0 2011-01-27 2016-01-27 No 4 M Direct
3,121 2007-01-27 2016-01-27 No 4 M Direct
2,081 2008-01-27 2016-01-27 No 4 M Direct
1,040 2009-01-27 2016-01-27 No 4 M Direct
0 2010-01-27 2016-01-27 No 4 M Direct
0 2013-01-29 2018-01-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,509 Indirect By: ESOP
Common Stock 9,355 Indirect By: 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option $38.95 2008-01-23 2017-01-23 1,204 1,204 Direct
Common Stock Option $38.95 2009-01-23 2017-01-23 1,204 2,407 Direct
Common Stock Option $38.95 2010-01-23 2017-01-23 1,204 3,611 Direct
Common Stock Option $38.95 2011-01-23 2017-01-23 1,204 4,814 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-23 1,204 1,204 Direct
2017-01-23 1,204 2,407 Direct
2017-01-23 1,204 3,611 Direct
2017-01-23 1,204 4,814 Direct
Footnotes
  1. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
  2. Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
  3. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
  4. Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).