Filing Details

Accession Number:
0001288257-13-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-23 20:13:46
Reporting Period:
2013-10-22
Filing Date:
2013-10-23
Accepted Time:
2013-10-23 20:13:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1097149 Align Technology Inc ALGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 943267295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1068754 J George Morrow C/O Align Technology, Inc.
2560 Orchard Parkway
San Jose CA 95131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-22 75,000 $8.33 102,700 No 4 M Direct
Common Stock Disposition 2013-10-22 37,307 $57.69 65,393 No 4 S Direct
Common Stock Disposition 2013-10-22 30,313 $56.92 35,080 No 4 S Direct
Common Stock Disposition 2013-10-22 7,380 $56.61 27,700 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Right to Buy (Common Stock) Disposition 2013-10-22 75,000 $0.00 75,000 $8.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-02-16 2016-02-16 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $57.92, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.75 to $57.075, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.59 to $56.62, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.