Filing Details
- Accession Number:
- 0001088825-13-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-23 16:47:18
- Reporting Period:
- 2013-10-21
- Filing Date:
- 2013-10-23
- Accepted Time:
- 2013-10-23 16:47:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350928 | L Jeffrey Klugman | 2160 Gold Street Alviso CA 95002 | Evp Product & Revenue | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-21 | 425 | $7.24 | 170,176 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 425 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 2,421 | $7.49 | 172,172 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 2,421 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 760 | $7.49 | 170,511 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 760 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 5,247 | $8.94 | 174,998 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 5,247 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 735 | $8.94 | 170,486 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 735 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 2,602 | $6.18 | 172,353 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 2,602 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 1,157 | $6.18 | 170,908 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 1,157 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 558 | $7.24 | 170,309 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 558 | $12.95 | 169,751 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 34 | $6.06 | 169,785 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 34 | $12.95 | 169,751 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-10-21 | 34 | $6.06 | 34 | $6.06 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-10-21 | 1,157 | $6.18 | 1,157 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-10-21 | 558 | $7.24 | 558 | $7.24 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-10-21 | 760 | $7.49 | 760 | $7.49 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-10-21 | 735 | $8.94 | 735 | $8.94 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-21 | 2,602 | $6.18 | 2,602 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-21 | 425 | $7.24 | 425 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-21 | 2,421 | $7.49 | 2,421 | $7.49 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-21 | 5,247 | $8.94 | 5,247 | $8.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 269 | 2005-05-22 | 2015-04-22 | No | 4 | M | Direct |
| 9,255 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 4,468 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 21,503 | 2010-08-01 | 2017-06-22 | No | 4 | M | Direct |
| 5,877 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
| 20,812 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 3,395 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 20,194 | 2010-08-01 | 2017-06-22 | No | 4 | M | Direct |
| 41,974 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
