Filing Details

Accession Number:
0001126328-13-000261
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-21 17:16:19
Reporting Period:
2013-10-17
Filing Date:
2013-10-21
Accepted Time:
2013-10-21 17:16:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543399 E. Luis Valdes 711 High Street
Des Moines IA 50392
President-Principal Internat'l No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-17 11,250 $36.30 56,023 No 4 M Direct
Common Stock Disposition 2013-10-17 11,196 $45.00 44,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-17 11,250 $0.00 11,250 $36.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-02-24 2014-02-24 No 4 M Direct
Footnotes
  1. Pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
  2. Includes 7,408 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.