Filing Details

Accession Number:
0001181431-13-054430
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-18 15:36:34
Reporting Period:
2013-10-16
Filing Date:
2013-10-18
Accepted Time:
2013-10-18 14:36:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125345 Macrogenics Inc MGNX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567045 Kenneth Galbraith C/O Macrogenics, Inc.
9640 Medical Center Drive
Rockville MD 20850
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-16 46,875 $16.00 46,875 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-10-16 1,050,652 $0.00 1,097,527 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-10-16 204,207 $0.00 1,301,734 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-10-16 15,315 $0.00 1,317,049 No 4 X Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 X Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Convertible Preferred Stock Disposition 2013-10-16 19,724,839 $0.00 1,050,652 $0.00
Common Stock Series D-2 Convertible Preferred Stock Disposition 2013-10-16 3,833,767 $0.00 204,207 $0.00
Common Stock Series D-2 Convertible Preferred Warrants Disposition 2013-10-16 287,533 $0.00 15,315 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 2013-10-16 No 4 X Indirect
Footnotes
  1. These securities are held by Five Corners Capital, Inc. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. Each share of Series C Convertible Preferred Stock and each share of Series D-2 Convertible Preferred Stock converted into approximately 0.0533 of a share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  3. These securities are held by Ventures West 8 Limited Partnership. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc., the general partner of Ventures West 8 Limited Partnership. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
  4. Upon exercise, each Series D-2 Convertible Preferred Warrant converted into an equal number of shares of Series D-2 Convertible Preferred Stock. Had the warrants not been exercised, they would have expired upon the closing of the initial public offering. Upon the closing of the Issuer's initial public offering each share of Series D-2 Convertible Preferred Stock then converted into approximately 0.0533 of a share of Common Stock without payment of further consideration. The shares of Series D-2 Convertible Preferred Stock had no expiration date.
  5. Immediately.