Filing Details

Accession Number:
0001123292-13-001485
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-17 19:42:13
Reporting Period:
2013-10-15
Filing Date:
2013-10-17
Accepted Time:
2013-10-17 19:42:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577368 Qts Realty Trust Inc. QTS Real Estate Investment Trusts (6798) 462809094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587364 L. Chad Williams C/O Qts Realty Trust, Inc.
12851 Foster Street, Suite 205
Overland Park KS 66213
Chairman And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-10-15 1,000 $1.00 0 No 4 D Direct
Class A Common Stock Acquisiton 2013-10-15 19,642 $0.00 19,642 No 4 A Direct
Class A Common Stock Acquisiton 2013-10-15 47,619 $21.00 67,261 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Acquisiton 2013-10-15 39,062 $0.00 39,062 $21.00
Class A Units Of Operating Partnership Class D units of Operating Partnership Disposition 2013-10-15 400,000 $0.00 400,000 $0.00
Class A Common Stock Class A units of Operating Partnership Acquisiton 2013-10-15 400,000 $0.00 400,000 $0.00
Class A Common Stock Class A units of Operating Partnership Disposition 2013-10-15 133,000 $0.00 133,000 $0.00
Class A Common Stock Class B common stock Acquisiton 2013-10-15 133,000 $0.00 133,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,062 2023-10-15 No 4 A Direct
0 No 4 C Indirect
400,000 No 4 C Indirect
267,000 No 4 J Indirect
133,000 No 4 J Indirect
Footnotes
  1. QTS Realty Trust, Inc. (the "Company") repurchased 1,000 shares of common stock that were issued to Chad L. Williams in connection with the initial capitalization of the Company.
  2. Concurrently with the closing of the initial public offering of the Company, the Company granted restricted shares under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") to Chad L. Williams that vest ratably over four years beginning on the first anniversary from the date of grant and each quarter thereafter.
  3. Concurrently with the closing of the initial public offering of the Company, the Company granted options to purchase shares of Class A common stock under the Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at each quarter thereafter.
  4. In connection with the completion of the initial public offering of the Company, Class D Units of Operating Partnership were converted into Class A units on a one-for-one basis, and Quality Technology Group, LLC contributed 133,000 Class A units to the Company for 133,000 shares of the Company's Class B common stock pursuant to the Class B Stock Purchase Agreement dated September 25, 2013 between Chad L. Williams, Quality Technology Group, LLC and the Company. The Class B common stock automatically converts into Class A common stock in certain circumstances and is convertible at any time into Class A common stock at the option of the holder.
  5. Securities held by Quality Technology Group, LLC, of which Mr. Williams is the manager.