Filing Details

Accession Number:
0001104659-13-076137
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-17 18:23:49
Reporting Period:
2013-10-16
Filing Date:
2013-10-17
Accepted Time:
2013-10-17 17:23:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433270 Antero Resources Corp AR Crude Petroleum & Natural Gas (1311) 800162034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318888 Reid Christopher Manning 1625 17Th Street
Denver CO 80202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-10-16 1,818 $0.00 1,818 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-10-16 3,409,091 $42.02 220,965,909 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-10-16 35,750 $44.00 35,750 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. Restricted stock grant that will vest in a single installment one year from the date of grant, or October 16, 2014.
  2. Mr. Manning received these securities as non-employee director compensation and holds them for the benefit of Trilantic Capital Partners and its affiliated entities. Mr. Manning disclaims any beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  3. The Reporting Person is a partner of Trilantic Capital Partners. Certain entities managed by Trilantic Capital Partners and its affiliates hold a 8.5% direct voting interest in Antero Resources Investment LLC, a Delaware limited liability company ("Antero Investment"), which directly owns 220,965,909 shares of the Issuer as of the date hereof. All shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Trilantic Capital Partners entities. The Reporting Person disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein. The Trilantic Capital Partners entities are TCP Antero I-1 Holdco, LLC, TCP Antero I-2 Holdco, LLC and TCP Antero I-4 Holdco, LLC.
  4. In connection with the initial public offering (the "IPO") of common stock (the "Common Stock") of the Issuer, Antero Resources LLC, a Delaware limited liability company, merged with and into the Issuer, resulting in all of the membership interests in Antero Resources LLC held by Antero Investment immediately prior to the merger being converted into 224,375,000 shares of Common Stock. Pursuant to the exercise by the underwriters of their option to purchase additional shares to cover over-allotments from Antero Investment in connection with the IPO, Antero Investment sold 3,409,091 shares of Common Stock on October 16, 2013.
  5. Represents shares purchased by TCP Antero Principals LLC, a Trilantic Capital Partners entity. All shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Trilantic Capital Partners entities, as described above. The Reporting Person disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.