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Filing Details

Accession Number:: 0001181431-13-054273
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-17 16:18:15
Reporting Period:: 2013-10-15

Filing Date:: 2013-10-17
Accepted Time:: 2013-10-17 16:18:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1348324	Ldr Holding Corp	LDRH	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1587834	Jerome Pujol	64 Rue De Lisbonne Paris I0 75008	No	No	Yes	No
1587837	Jean-Michel Beghin	64 Rue De Lisbonne Paris I0 75008	No	No	Yes	No
1587858	Fcpr Technologies Prive Capital R	64 Rue De Lisbonne Paris I0 75008	No	No	Yes	No
1587859	Fcpr Iii Capital R	64 Rue De Lisbonne Paris I0 75008	No	No	Yes	No
1587863	Management Capital R	64 Rue De Lisbonne Paris I0 750008	No	No	Yes	No
1587869	Fcpr Technologies Capital R	64 Rue De Lisbonne Paris I0 75008	No	No	Yes	No
1587930	Pierre Remy	64 Rue De Lisbonne Paris I0 75008	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-10-15	142,032	$0.00	375,547	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	1,755,912	$0.00	2,131,459	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	67,687	$0.00	2,199,146	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	54,817	$0.00	2,253,963	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	8,621	$15.00	2,262,584	No	4	P	Direct
Common Stock	Acquisiton	2013-10-15	22,710	$0.00	60,051	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	280,820	$0.00	340,871	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	10,823	$0.00	351,694	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	8,767	$0.00	360,461	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	1,379	$15.00	361,840	No	4	P	Direct
Common Stock	Acquisiton	2013-10-15	247,695	$0.00	247,695	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct
No	4	C	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Disposition	2013-10-15	142,032	$0.00	142,032	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2013-10-15	1,755,912	$0.00	1,755,912	$0.00
Common Stock	Series B Preferred Stock	Disposition	2013-10-15	67,687	$0.00	67,687	$0.00
Common Stock	Series C Preferred Stock	Disposition	2013-10-15	54,817	$0.00	54,817	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2013-10-15	22,710	$0.00	22,710	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2013-10-15	280,820	$0.00	280,820	$0.00
Common Stock	Series B Preferred Stock	Disposition	2013-10-15	10,823	$0.00	10,823	$0.00
Common Stock	Series C Preferred Stock	Disposition	2013-10-15	8,767	$0.00	8,767	$0.00
Common Stock	Convertible Notes	Disposition	2013-10-15	247,695	$0.00	247,695	$0.00

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
2016-04-25	No	4	C	Direct

Footnotes

Shares held directly by R Capital Technologies FCPR ("RCT"). R Capital Management ("RCM") is the managing company of RCT. Mr. Pierre Remy, Mr. Jerome Pujol and Mr. Jean-Michel Beghin are the managing partners of RCM and each of them may be deemed to have beneficial ownership of the shares held by RCT. Each of RCT and RCM are indirect, majority-owned subsidiaries of Paris Orleans SCA, a publicly-traded investment banking and asset management firm headquartered in Paris, France. Each of Pierre Remy, Jerome Pujol and Jean-Michel Beghin disclaim beneficial ownership of the Issuer's Common Stock held by the entities affiliated with Paris Orleans SCA.
Shares held directly by R Capital Prive Technologies FCPR ("RCPT"). R Capital Management ("RCM") is the managing company of RCPT. Mr. Pierre Remy, Mr. Jerome Pujol and Mr. Jean-Michel Beghin are the managing partners of RCM and each of them may be deemed to have beneficial ownership of the shares held by RCPT. Each of RCPT and RCM are indirect, majority-owned subsidiaries of Paris Orleans SCA, a publicly-traded investment banking and asset management firm headquartered in Paris, France. Each of Pierre Remy, Jerome Pujol and Jean-Michel Beghin disclaim beneficial ownership of the Issuer's Common Stock held by the entities affiliated with Paris Orleans SCA.
The Series A-1 Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series A-2 Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series B Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series C Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
Immediately prior to the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into a number of shares of the Issuer's Common Stock equal to (a) the unpaid principal and accrued but unpaid interest on the Convertible Notes divided by (b) 50% of the price per share of the Issuer's Common Stock sold in the initial public offering.
The Convertible Notes are held directly by R Capital III FCPR ("R Capital III"). R Capital Management ("RCM") is the managing company of R Capital III. Mr. Pierre Remy, Mr. Jerome Pujol and Mr. Jean-Michel Beghin are the managing partners of RCM and each of them may be deemed to have beneficial ownership of the shares held by R Capital III. Each of R Capital III and RCM are indirect, majority-owned subsidiaries of Paris Orleans SCA, a publicly-traded investment banking and asset management firm headquartered in Paris, France. Each of Pierre Remy, Jerome Pujol and Jean-Michel Beghin disclaim beneficial ownership of the Issuer's Common Stock held by the entities affiliated with Paris Orleans SCA.