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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1348324	Ldr Holding Corp	LDRH	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1262591	P L Ventures Technology Pinto	3600 N. Capital Of Texas Hwy Building B, Suite 245 Austin TX 78746	No	No	Yes	No
1364349	P L Ii Sciences Ptv	3600 N. Capital Of Texas Hwy Building B, Suite 245 Austin TX 78746	No	No	Yes	No
1373072	Pinto Tv Gp Co Llc	3600 N. Capital Of Texas Hwy Building B, Suite 245 Austin TX 78746	No	No	Yes	No
1373073	Pinto Technology Ventures Gp, L.p.	3600 N. Capital Of Texas Hwy Building B, Suite 245 Austin TX 78746	No	No	Yes	No
1373084	S Matthew Crawford	3600 N. Capital Of Texas Hwy Building B, Suite 245 Austin TX 78746	No	No	Yes	No
1392478	Pinto Technology Ventures Gp Ii, L.p.	3600 N. Capital Of Texas Hwy Building B, Suite 245 Austin TX 78746	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-10-15	329,485	$0.00	418,860	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	40,403	$0.00	459,263	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	296,593	$0.00	755,856	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	317,915	$0.00	1,073,771	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	25,000	$15.00	1,098,771	No	4	P	Direct
Common Stock	Acquisiton	2013-10-15	606,634	$0.00	606,634	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	309,537	$0.00	916,171	No	4	C	Direct
Common Stock	Acquisiton	2013-10-15	25,000	$15.00	941,171	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Disposition	2013-10-15	329,485	$0.00	329,485	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2013-10-15	40,403	$0.00	40,403	$0.00
Common Stock	Series B Preferred Stock	Disposition	2013-10-15	296,593	$0.00	296,593	$0.00
Common Stock	Series C Preferred Stock	Disposition	2013-10-15	317,915	$0.00	317,915	$0.00
Common Stock	Series C Preferred Stock	Disposition	2013-10-15	606,634	$0.00	606,634	$0.00
Common Stock	Convertible Notes	Disposition	2013-10-15	309,537	$0.00	309,537	$0.00

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
	No	4	C	Direct
2016-04-25	No	4	C	Direct

Footnotes

Shares held directly by Pinto Technology Ventures, L.P. ("PTV"). Pinto Technology Ventures GP, L.P. ("PTV GP") is general partner of PTV. Pinto TV GP Company LLC ("TV GP") is the general partner of PTV GP. Matthew Crawford is a manager of TV GP and may be deemed to have beneficial ownership of the shares held by PTV.
The Series A-1 Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series A-2 Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series B Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series C Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
Shares held directly by PTV Sciences II, L.P. ("PTVS II"). Pinto Technology Ventures GP II, L.P. ("PTV GP II") is the general partner of PTVS II. TV GP is the general partner of PTV GP II. Matthew Crawford is a manager of TV GP and may be deemed to have beneficial ownership of the shares held by PTV.
Immediately prior to the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into a number of shares of the Issuer's Common Stock equal to (a) the unpaid principal and accrued but unpaid interest on the Convertible Notes divided by (b) 50% of the price per share of the Issuer's Common Stock sold in the initial public offering.