Filing Details

Accession Number:
0001573700-13-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-16 18:07:54
Reporting Period:
2013-10-14
Filing Date:
2013-10-16
Accepted Time:
2013-10-16 18:07:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280550 Garrett S Stonehouse One Morningside Drive North Ste 200
Westport CT 06880
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-14 22 $4.42 2,668 No 4 M Direct
Common Stock Disposition 2013-10-14 22 $17.75 2,646 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2013-10-14 22 $0.00 22 $4.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,978 2009-07-01 2014-01-01 No 4 M Direct
Footnotes
  1. Effective January 8, 2013, the exercise price was adjusted from $5.75 and the number of shares was adjusted from 10,000 in accordance with the anti-dilution provisions of the issuer's Directors' Option Plan.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013.