Filing Details

Accession Number:
0001104659-13-075779
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-15 21:22:35
Reporting Period:
2013-10-11
Filing Date:
2013-10-15
Accepted Time:
2013-10-15 21:22:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414035 Yves Sisteron 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-11 439,904 $29.25 1,155,842 No 4 S Indirect GRPVC L P, now known as Upfront GP II, L.P
Common Stock Disposition 2013-10-11 102,514 $29.25 106,642 No 4 S Indirect GRP II Partners, L.P., now known as Upfront II Partners L.P
Common Stock Disposition 2013-10-11 449,411 $29.25 0 No 4 S Indirect GRP II Investors, L.P., now known as Upfront II Investors, L.P
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect GRPVC L P, now known as Upfront GP II, L.P
No 4 S Indirect GRP II Partners, L.P., now known as Upfront II Partners L.P
No 4 S Indirect GRP II Investors, L.P., now known as Upfront II Investors, L.P
Footnotes
  1. GRPVC L P, now known as Upfront GP II, L.P., is the general partner of GRP II Partners, L.P., now known as Upfront II Partners L.P., GRP Management Services Corporation is the general partner of each of Upfront GP II, L.P. and GRP II Investors, L.P., now known as Upfront II Investors, L.P. Mr. Sisteron, together with Steven Dietz and Brian McLoughlin, is an officer of GRP Management Services Corporation. Mr. Sisteron, together with Herve Defforey, Steven Dietz, Brian McLoughlin and Mark Suster, is a member of the investment committee of Upfront II Partners, L.P. Pursuant to contractual arrangements, Upfront II Investors, L.P. has granted GRP Management Services Corporation the authority to vote and dispose of the shares held by it in the same manner as the investment committee votes or disposes of the shares held by Upfront II Partners, L.P. (Continued to footnote 2)
  2. While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by Upfront GP II, L.P, Upfront II Partners, L.P. and Upfront II Investors, L.P., he does not have sole voting or investment power with respect to such shares and, as a result, disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.