Filing Details

Accession Number:
0001209191-13-048350
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-15 16:50:47
Reporting Period:
2013-10-14
Filing Date:
2013-10-15
Accepted Time:
2013-10-15 16:50:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463258 Renewable Energy Group Inc. REGI Industrial Organic Chemicals (2860) 264785427
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477461 Jonathan Koch 10 Bank Street, Suite 580
White Plains NY 10606
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Disposition 2013-10-14 13,360 $14.04 1,511,038 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the selling party on May 30, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.24, inclusive.
  3. The reporting person undertakes to provide to Renewable Energy Group, Inc. (REGI), any security holder of REGI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes of this Form 4.
  4. Consists of 1,511,038 shares of Common Stock recently converted from Series B Preferred Stock.
  5. On September 20, 2013, Jonathan Koch resigned from the Board of the issuer. As a result, Jonathan Koch is no longer subject to Section 16 and this Form 4 serves as his exit filing. Other previous reporting owners, including USRG Power & Biofuels Fund II, LP, USRG Power & Biofuels Fund II-A, LP, USRG Holdco V, LLC, USRG Power & Biofuels Fund II GP, LLC, and USRG Management Company, LLC, are also no longer subject to Section 16 as ownership is below ten percent.