Filing Details
- Accession Number:
- 0001181431-13-053763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-15 12:18:36
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-10-15
- Accepted Time:
- 2013-10-15 12:18:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209840 | A Robert Gordon | 5918 Stoneridge Mall Road Pleasanton CA 94588-3229 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-11 | 135,000 | $29.94 | 224,367 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-11 | 135,000 | $33.26 | 89,367 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-10-11 | 135,000 | $0.00 | 135,000 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 345 | Indirect | By 401(k) Plan |
| Common Stock | 1,122 | Indirect | By Employee Stock Purchase Plan |
Footnotes
- The reported exercise and sale were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 30, 2013.
- Based on a plan statement dated as of September 30, 2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option became fully exerciseable on 2/25/2013.
Billionaire Hedge Funds
