Filing Details

Accession Number:
0001498301-13-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-11 15:17:54
Reporting Period:
2013-10-11
Filing Date:
2013-10-11
Accepted Time:
2013-10-11 15:17:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516850 S. Jay Levine C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Svp, Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2013-10-11 20,000 $16.31 25,644 No 4 M Direct
Common Acquisiton 2013-10-11 20,000 $13.14 45,644 No 4 M Direct
Common Disposition 2013-10-11 40,000 $19.41 5,644 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Options to Buy Disposition 2013-10-11 20,000 $0.00 20,000 $16.31
Common Option To Buy Disposition 2013-10-11 20,000 $0.00 20,000 $13.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2012-06-02 2021-06-02 No 4 M Direct
20,000 2012-09-21 2021-09-21 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades ranging from $19.40 to $19.44. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  2. Granted under the Company's 2010 Stock Incentive Plan.
  3. Exercisable in four equal annual installments with the first installment on the date indicated.