Filing Details

Accession Number:
0001065407-13-000368
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-11 15:13:42
Reporting Period:
2013-10-09
Filing Date:
2013-10-11
Accepted Time:
2013-10-11 15:13:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578776 Prudential Bancorp Inc. PBIP Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318950 R Jerome Balka C/O Prudential Savings Bank
1834 Oregon Avenue
Philadelphia PA 19145
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-09 1,500 $10.00 15,007 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,888 Indirect By 401(K) Plan
Common Stock 4,731 Indirect By IRA
Common Stock 472 Indirect By Danielle Thomas Revocable Trust
Common Stock 4,721 Indirect By Balka Grandchildren Trust
Common Stock 66 Indirect By Estate of Helen Klara
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $11.84 2010-01-05 2019-01-05 26,690 26,690 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-05 26,690 26,690 Direct
Footnotes
  1. Prudential Bancorp, Inc. is the successor to Prudential Bancorp, Inc. of Pennsylvania ("Old Prudential"). Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Old Prudential outstanding on October 9, 2013 was automatically exchanged for .9442 shares of common stock of Prudential Bancorp, Inc., with fractional shares cashed out at $10 per share.
  2. Includes 2,134 shares (as adjusted pursuant to the reorganization described in footnote (1) above) held in the 2008 Recognition and Retention Plan and Trust Agreement which reflects the unvested portion of a grant made on January 5, 2009 of 11,307 shares of common stock of Old Prudential that is vesting at the at the rate of 20% per year commencing on January 5, 2010.
  3. Pursuant to a reorganization exempt under Rule 16b-7, each outstanding option to purchase a share of common stock of Old Prudential outstanding as of October 9, 2011 was automatically exchanged for an option to purchase 0.9442 shares of Prudential Bancorp, Inc. with the exercise price adjusted to reflect the operation of the exchange ratio. The number of shares subject to the option grant, after applying the exchange ratio, was adjusted downward to the nearest whole share while the exercise price, after applying the exchange ratio, was adjusted upward to the nearest whole cent. The options vest at the rate of 20% per year.