Filing Details

Accession Number:
0001179110-13-015466
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-11 14:48:01
Reporting Period:
2013-10-09
Filing Date:
2013-10-11
Accepted Time:
2013-10-11 14:48:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6955 Actuant Corp ATU Misc Industrial & Commercial Machinery & Equipment (3590) 390168610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201642 Brian Kobylinski N86 W12500 Westbrook Crossing
Menomonee Falls WI 53051
Exec. Vp - Industrial No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-10-09 11,800 $28.11 104,860 No 4 M Direct
Class A Common Stock Disposition 2013-10-09 11,800 $37.05 93,060 No 4 S Direct
Class A Common Stock Acquisiton 2013-10-10 612 $28.11 93,672 No 4 M Direct
Class A Common Stock Disposition 2013-10-10 612 $37.25 93,060 No 4 S Direct
Class A Common Stock Acquisiton 2013-10-10 18,000 $23.64 111,060 No 4 M Direct
Class A Common Stock Disposition 2013-10-10 18,000 $37.25 93,060 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-09 11,800 $0.00 11,800 $28.11
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-10 612 $0.00 612 $28.11
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-10 18,000 $0.00 18,000 $23.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
612 2016-01-12 No 4 M Direct
0 2016-01-12 No 4 M Direct
0 2017-01-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,648 Indirect By Deferred Compensation Plan
Footnotes
  1. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.00 to $37.09 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (1) to this Form 4.
  2. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.22 to $37.31 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4.
  3. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
  4. Option granted under the Actuant Corporation 2001 Stock Option Plan.
  5. Fifty percent of the option became exercisable on 1/12/2009 and the balance became exercisable on 1/12/2011.
  6. Option granted under the Actuant Corporation 2002 Stock Option Plan.
  7. Fifty percent of the option became exercisable on 1/16/2010 and the balance became exercisable on 1/16/2012.