Filing Details

Accession Number:
0001144204-13-054610
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-09 19:34:21
Reporting Period:
2013-10-07
Filing Date:
2013-10-09
Accepted Time:
2013-10-09 19:34:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571776 Cherry Hill Mortgage Investment Corp CHMI Real Estate Investment Trusts (6798) 461315605
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1255159 C Kenneth Griffin C/o Citadel Gp Llc
131 S. Dearborn Street, 32Nd Fl
Chicago IL 60603
No No Yes No
1307720 Citadel Securities Llc C/o Citadel Gp Llc
131 S. Dearborn Street, 32Nd Fl
Chicago IL 60603
No No Yes No
1423052 Citadel Gp Llc 131 S. Dearborn Street, 32Nd Fl
Chicago IL 60603
No No Yes No
1582652 Calc Iii Lp C/o Citadel Gp Llc
131 S. Dearborn Street, 32Nd Fl
Chicago IL 60603
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-08 200,000 $17.80 400,000 No 4 S Direct
Common Stock Acquisiton 2013-10-07 5,800 $18.41 8,855 No 4 P Direct
Common Stock Disposition 2013-10-07 8,855 $18.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200,000 Direct
Common Stock 11,700 Direct
Footnotes
  1. This security is owned by Surveyor Capital Ltd. ("Surveyor").
  2. This security is owned by Citadel Global Equities Master Fund Ltd. ("CG").
  3. This security is owned by a customer account that is managed by Citadel Advisors LLC ("CA"), a registered investment adviser.
  4. This security is owned by Citadel Securities LLC ("CS").
  5. CA is the portfolio manager for Surveyor and CG. Citadel Advisors Holdings LP ("CAH") is the sole member of CA. CALC III LP ("CALC3") is the non-member manager of CS. Citadel Investment Group II, L.L.C. (now known as Citadel GP LLC ("CGP")) is the general partner of CAH and CALC3. Kenneth Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP. Collectively, Surveyor, CG, CGP, CS, CALC3 and Mr. Griffin are referred to herein as the Reporting Persons.
  6. This price represents the weighted average sale price. The sale prices for these transactions ranged from $17.80 - $17.86. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. This price represents the weighted average sale price. The sale prices for these transactions ranged from $18.30 - $18.55. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. This price represents the weighted average sale price. The sale prices for these transactions ranged from $18.26 - $18.41. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.