Filing Details

Accession Number:
0001209191-13-047860
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-09 15:19:23
Reporting Period:
2013-10-08
Filing Date:
2013-10-09
Accepted Time:
2013-10-09 15:19:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561660 Pattern Energy Group Inc. PEGI Electric Services (4911) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465880 Pattern Energy Group Holdings Lp Pier 1, Bay 3
San Francisco CA 94111
Yes No Yes No
1587427 Riverstone/Carlyle Renewable Energy Grant Gp, L.l.c. 712 Fifth Avenue, 36Th Floor
New York NY 10019
Yes No Yes No
1587428 R/C Renewable Energy Gp Ii, L.l.c. 712 Fifth Avenue, 36Th Floor
New York NY 10019
Yes No Yes No
1587430 R/C Wind Ii Lp 712 Fifth Avenue, 36Th Floor
New York NY 10019
Yes No Yes No
1587454 Pattern Energy Gp, Llc Pier 1, Bay 3
San Francisco CA 94111
Yes No Yes No
1587479 Pattern Energy Group Lp Pier 1, Bay 3
San Francisco CA 94111
Yes No Yes No
1587507 Pattern Energy Group Holdings Gp Llc 712 Fifth Avenue, 36Th Floor
New York NY 10019
Yes No Yes No
1587509 Pattern Renewables Gp Llc Pier 1, Bay 3
San Francisco CA 94111
Yes No Yes No
1587510 Pattern Renewables Lp Pier 1, Bay 3
San Francisco CA 94111
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-10-02 184,001 $0.00 19,261,099 No 4 A Indirect See footnotes
Class A Common Stock Disposition 2013-10-08 2,400,000 $20.79 16,861,099 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. The reporting persons disposed of the Class A Common Stock in exchange for limited partnership interests in Pattern Energy Group LP having an estimated market value of $4.0 million.
  2. By Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of Pattern Renewables GP LLC. Pattern Energy GP, LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP, LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
  3. R/C Renewable Energy GP II, LLC is managed by an eight-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Ralph C. Alexander, Lord John Browne, Michael B. Hoffman, Stephen J. Schaefer, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership.