Filing Details

Accession Number:
0001437749-13-012891
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-08 17:40:18
Reporting Period:
2013-10-08
Filing Date:
2013-10-08
Accepted Time:
2013-10-08 17:40:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1307579 Liqtech International Inc LIQT Misc Industrial & Commercial Machinery & Equipment (3590) 201431677
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528329 Aldo Petersen Industriparken 22C
Ballerup G7 2750
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-08 750,000 $2.70 3,063,541 No 4 S Indirect See footnote
Common Stock Acquisiton 2013-10-08 100,000 $1.50 3,163,541 No 4 M Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 M Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2013-10-08 1,800,000 $1.20 1,800,000 $1.20
Common Stock Warrants Disposition 2013-10-08 100,000 $1.50 100,000 $1.50
Common Stock Warrants Acquisiton 2013-10-08 100,000 $2.70 100,000 $2.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100 2011-08-24 2016-12-31 No 4 D Indirect
0 2011-08-24 2016-12-31 No 4 D Direct
100,000 2011-08-24 2016-12-31 No 4 A Indirect
Footnotes
  1. Shares of common stock are currently owned by APE Invest A/S, a Danish entity controlled by Mr. Petersen.
  2. 1,800,000 warrants were disposed of by APE Invest A/S, a Danish entity controlled by MR. Petersen, with the remaining 100,000 warrants owned by APE Invest A/S.
  3. The securities are owned by APE Invest A/S/, a Danish entity controlled by Mr. Petersen.