Filing Details
- Accession Number:
- 0001225208-13-021762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-08 16:55:00
- Reporting Period:
- 2013-10-04
- Filing Date:
- 2013-10-08
- Accepted Time:
- 2013-10-08 16:55:00
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1031000 | L Jay Schottenstein | Schottenstein Stores Corporation 4300 E. Fifth Ave. Columbus OH 43219 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Acquisiton | 2013-10-04 | 9,074 | $0.00 | 9,074 | No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| Class A Common Shares | Disposition | 2013-10-04 | 9,074 | $85.07 | 0 | No | 4 | S | Indirect | By Schottenstein RVI, LLC |
| Class A Common Shares | Acquisiton | 2013-10-07 | 9,135 | $0.00 | 9,135 | No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| Class A Common Shares | Disposition | 2013-10-07 | 9,135 | $85.08 | 0 | No | 4 | S | Indirect | By Schottenstein RVI, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| No | 4 | S | Indirect | By Schottenstein RVI, LLC |
| No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| No | 4 | S | Indirect | By Schottenstein RVI, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares | Class B Common Shares | Disposition | 2013-10-04 | 9,074 | $0.00 | 9,074 | $0.00 |
| Class A Common Shares | Class B Common Shares | Disposition | 2013-10-07 | 9,135 | $0.00 | 9,135 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,901,130 | No | 4 | C | Indirect | ||
| 3,891,995 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares | 13,150 | Indirect | By Trusts |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Shares | Class B Common Shares | $0.00 | 71,905 | 71,905 | Direct | ||
| Class A Common Shares | Class B Common Shares | $0.00 | 293,092 | 293,092 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 71,905 | 71,905 | Direct | |
| 293,092 | 293,092 | Indirect |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.11. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.19. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Class B common shares convert to Class A common shares on a one-for-one basis.
- The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.
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