Filing Details

Accession Number:
0001104659-13-074499
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-08 10:33:57
Reporting Period:
2013-10-07
Filing Date:
2013-10-08
Accepted Time:
2013-10-08 10:33:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
864559 Cascade Microtech Inc CSCD Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435750 L Steven Harris 9100 Sw Gemini Drive
Beaverton OR 97008
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-07 6,294 $3.11 55,139 No 4 M Direct
Common Stock Disposition 2013-10-07 6,294 $10.00 48,845 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase Common Stock Disposition 2013-10-07 6,294 $3.11 6,294 $3.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,292 2010-02-06 2019-02-06 No 4 M Direct
Footnotes
  1. Reporting person acquired shares of common stock upon exercise of stock options
  2. Shares sold pursuant to existing 10(b)(5)-1 plan.
  3. Options vest annually, equally over four years, each February 6th beginning in 2010 with a total of 32,586 shares having become fully vested on February 6, 2013.