Filing Details
- Accession Number:
- 0001047253-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-07 18:11:31
- Reporting Period:
- 2013-10-03
- Filing Date:
- 2013-10-07
- Accepted Time:
- 2013-10-07 18:11:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1047253 | L Deborah Harmon | 2400 N Street, Nw - 6Th Fl Washington DC 20037 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-10-03 | 3,609 | $14.74 | 3,609 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-10-03 | 1,100 | $18.92 | 2,509 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-10-03 | 2,109 | $18.92 | 400 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-10-03 | 678 | $19.07 | 6,564 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | 2012 Stock Option Grant (right to buy) | Disposition | 2013-10-03 | 3,609 | $0.00 | 10,825 | $14.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,216 | 2013-04-11 | 2022-04-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 940 | Direct | |
| Class A Common Stock | 5,681 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common | 2008 Stock Option Grant (right to buy) | $37.68 | 2009-04-07 | 2018-04-07 | 5,319 | 5,319 | Direct |
| Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2012-04-13 | 2021-04-13 | 4,463 | 4,463 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-07 | 5,319 | 5,319 | Direct |
| 2021-04-13 | 4,463 | 4,463 | Direct |
Footnotes
- 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014.
- 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
- Shares are held in street account.
- Shares are held in Direct Registration Account. 1,678 restricted shares that vested 4/14/2013 and 940 restricted shares that vested 4/13/2013 were transferred to this account. 443 shares held in certificate were transferred to the DRS account.
- 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
- 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
- 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
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