Filing Details

Accession Number:
0001246360-13-004630
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-07 18:35:09
Reporting Period:
2013-10-04
Filing Date:
2013-10-07
Accepted Time:
2013-10-07 17:35:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196532 M John Stich 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2013-10-04 5,100 $8.14 49,588 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2013-10-04 3,400 $23.76 46,188 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Diodes Incorporated Common Stock 7/14/04 DIOD NQSO Disposition 2013-10-04 5,100 $0.00 5,100 $8.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,200 2005-07-14 2014-07-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Diodes Incorporated Common Stock 7,312 Indirect Stich Family Holdings, LLC
Footnotes
  1. Exercise pursuant to previously filed 10b5-1 Plan.
  2. Granted under Rule 16b-3 Plan.
  3. Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
  4. Sale pursuant to previously filed 10b5-1 Plan.