Filing Details
- Accession Number:
- 0001580863-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-04 18:09:21
- Reporting Period:
- 2013-10-02
- Filing Date:
- 2013-10-04
- Accepted Time:
- 2013-10-04 18:09:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893691 | Masonite International Corp | DOOR | Millwood, Veneer, Plywood, & Structural Wood Members (2430) | 980377314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580700 | J Mark Erceg | C/O Masonite International Corporation 201 N. Franklin St, Suite 300 Tampa FL 33602 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-10-02 | 140,000 | $26.46 | 227,049 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-10-02 | 76,443 | $48.46 | 150,606 | No | 4 | D | Direct | |
| Common Shares | Acquisiton | 2013-10-02 | 17,698 | $20.19 | 168,304 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-10-02 | 7,374 | $48.46 | 160,930 | No | 4 | D | Direct | |
| Common Shares | Disposition | 2013-10-03 | 31,544 | $47.12 | 129,386 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2013-10-03 | 1,916 | $48.14 | 127,470 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2013-10-04 | 40,421 | $47.00 | 87,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Appreciation Right | Disposition | 2013-10-02 | 140,000 | $0.00 | 140,000 | $26.46 |
| Common Shares | Stock Appreciation Right | Disposition | 2013-10-02 | 17,698 | $0.00 | 17,698 | $20.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-06-01 | No | 4 | M | Direct | |
| 17,698 | 2021-07-05 | No | 4 | M | Direct |
Footnotes
- The exercise of Stock Appreciation Rights reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan
- Includes Restricted Stock Units and vested Performance Restricted Stock Units
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $47.00 to $47.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above
- This Stock Appreciation Right vested 20% on July 15, 2010, 30% on June 1, 2011, 30% on June 1, 2012, and 20% on June 1, 2013.
- This Stock Appreciation Right vested 50% on December 31, 2012, and will vest an additional 25% on December 31, 2013, and 25% on December 31, 2014.
Billionaire Hedge Funds
