Filing Details

Accession Number:
0001181431-13-052667
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-04 18:09:02
Reporting Period:
2013-10-02
Filing Date:
2013-10-04
Accepted Time:
2013-10-04 18:09:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407190 Violin Memory Inc VMEM Computer Storage Devices (3572) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587742 J. Jeffrey Newman Violin Memory, Inc.
4555 Great America Parkway
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-02 50,000 $0.00 721,044 No 4 A Direct
Common Stock Acquisiton 2013-10-02 300 $9.00 721,344 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. Represents shares of common stock underlying restricted stock units ("RSUs"). As granted, the vesting of the RSUs was subject to the occurrence of an initial public offering. Accordingly, these awards were not reportable for Section 16 purposes until the satisfaction of the performance vesting condition related to the completion of an initial public offering. This performance condition was satisfied, and these RSUs became beneficially owned by the reporting person for Section 16 purposes upon the closing of the Issuer's initial public offering on October 2, 2013. The RSUs continue to be subject to time-based vesting provisions.