Filing Details

Accession Number:
0001354488-13-005554
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-04 09:56:26
Reporting Period:
2013-10-01
Filing Date:
2013-10-04
Accepted Time:
2013-10-04 09:56:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
843006 Issuer Direct Corp ISDR Commercial Printing (2750) 261331503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493578 T Wesley Pollard 500 Perimter Park Drive, Suite D
C/O Issuer Direct Corp.
Morrisville NC 27560
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-01 3,000 $7.02 70,724 No 4 S Direct
Common Stock Acquisiton 2013-10-02 2,500 $7.76 77,331 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2013-10-02 9,107 $2.10 9,107 $2.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,169 2013-10-02 2013-10-02 No 4 F Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2013.
  2. Redeemed 2,500 shares of common stock with a value of $19,125 in order to exercise options to purchase 9,107 shares of common stock as part of the cashless exercise clause pursuant to the 2010 Equity Incentive Plan.