Filing Details

Accession Number:
0001437749-13-012655
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-02 17:13:59
Reporting Period:
2013-09-30
Filing Date:
2013-10-02
Accepted Time:
2013-10-02 17:13:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896400 Multimedia Games Holding Company Inc. MGAM Services-Amusement & Recreation Services (7900) 742611034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487806 J. Joaquin Aviles Multimedia Games Holding Company, Inc.
206 Wild Basin Road, Bldg. B, Suite 400
Austin TX 78746
Vice President Of Technology No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-30 18,750 $4.80 43,950 No 4 M Direct
Common Stock Acquisiton 2013-09-30 1,250 $5.12 45,200 No 4 M Direct
Common Stock Acquisiton 2013-09-30 7,500 $3.70 52,700 No 4 M Direct
Common Stock Acquisiton 2013-09-30 6,250 $3.92 58,950 No 4 M Direct
Common Stock Acquisiton 2013-09-30 14,062 $7.73 73,012 No 4 M Direct
Common Stock Disposition 2013-09-30 47,812 $34.50 25,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-09-30 18,750 $0.00 18,750 $4.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-09-30 1,250 $0.00 1,250 $5.12
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-09-30 7,500 $0.00 7,500 $3.70
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-09-30 6,250 $0.00 6,250 $3.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-09-30 14,062 $0.00 14,062 $7.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-07-05 2016-07-05 No 4 M Direct
625 2009-09-30 2016-09-30 No 4 M Direct
18,750 2010-09-30 2017-09-30 No 4 M Direct
15,625 2010-10-31 2017-10-31 No 4 M Direct
42,188 2011-12-12 2018-12-12 No 4 M Direct
Footnotes
  1. The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on August 29, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.33 to $34.8755, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.